What to Know about Your Employees and Vendors
Michelle L. Jacko presented on What to Know about Your Employees and Vendors at the Ascendant Compliance Conference on March 18-20, 2009 in New Orleans, LA.… Read More
Michelle L. Jacko presented on What to Know about Your Employees and Vendors at the Ascendant Compliance Conference on March 18-20, 2009 in New Orleans, LA.… Read More
Michelle L. Jacko presented on Investment Adviser Compliance Overview, Privacy Considerations and Regulation S-P Amendments at the National Society of Compliance Professionals’ (NSCP) National Membership Meeting on October 20-22, 2008 in Philadelphia, PA.… Read More
Michelle L. Jacko presented on Tips to Avoid Compliance Lapses & Web Site Do’s and Don’ts for the IA Week Webinar on October 14, 2008.… Read More
Michelle L. Jacko presented on New Form ADV Part 2 Most Difficult Disclosure Issues Revealed at the IA Week Fall Conference on September 23, 2008 in Philadelphia, PA.… Read More
Michelle L. Jacko presented on The Integration of Operations and Business Management Conducting an Effective Annual Review and The New Enhanced Regulation S-P at the Ascendant Compliance Conference on September 17-19, 2008 in San Diego, CA.… Read More
Michelle L. Jacko presented on How to Survive & Thrive During your Next SEC Exam for the Investment Advisor (IA) Webinar, on August 12, 2008 in.… Read More
Michelle L. Jacko presented on Managing and Surviving an SEC Review at the Financial Research Associates Fourth Annual Fund of Funds Business Operations Forum on May 16-17, 2008 in New York, NY.… Read More
Michelle L. Jacko presented on Form ADV, Dramatic Change Ahead at the National Regulatory Services 23rd Annual Spring Compliance Conference on May 12-15, 2008 in Miami, FL.… Read More
Michelle L. Jacko presented on The Next Step in Compliance The Integration of Operations & Business Management Planning and Documenting the Annual Review Insights into New Regulatory Developments ADV Part 2 and Other Disclosure Developments at the IMS National Conference on April 9-11, 2008 in New Orleans, LA.… Read More
Michelle L. Jacko presented on Cross-Channel Marketing Compliance and Managing Conflict of Interest within a Multi-Line Business at the Financial Research Associates Marketing & Advertising Compliance Forum from March 27-18, 2008 in New York, NY. … Read More