Annual Securities Law & Dodd-Frank Update
Michelle L. Jacko presented on Annual Securities Law & Dodd-Frank Update at the San Diego County Bar Association on June 14, 2012 in San Diego, CA.… Read More
Michelle L. Jacko presented on Annual Securities Law & Dodd-Frank Update at the San Diego County Bar Association on June 14, 2012 in San Diego, CA.… Read More
Michelle L. Jacko presented on Safeguarding and Protecting Confidential Client Information at the National Society of Compliance Professionals’ (NSCP) West Coast Regional Membership Meeting on January 14, 2008 in San Francisco, CA.… Read More
Michelle L. Jacko presented on The Dodd-Frank Act at the San Diego National Association of Personal Financial Advisors (NAPFA) on February 10, 2011 in La Jolla, CA.… Read More
Michelle L. Jacko presented on The Ever-Changing Compliance and Regulatory World at the National Investment Company Service Association (NICSA) Conference on April 27, 2010 in Los Angeles, CA.… Read More
Michelle L. Jacko presented on Dialogue with Area Regulators at the National Society of Compliance Professionals’ (NSCP) Regional Meeting on February 22, 2010 in San Francisco, CA.… Read More
Michelle L. Jacko presented on Adviser Issues in the Institutional and Retirement Marketplaceat the NRS Twenty-fourth Annual Investment Adviser and Broker-Dealer Compliance Conference on November 3-6, 2009 in Las Vegas, NV.… Read More
Michelle L. Jacko presented on New Form ADV Part 2 Most Difficult Disclosure Issues Revealed at the IA Week Fall Conference on September 23, 2008 in Philadelphia, PA.… Read More
Michelle L. Jacko presented on Form ADV, Dramatic Change Ahead at the National Regulatory Services 23rd Annual Spring Compliance Conference on May 12-15, 2008 in Miami, FL.… Read More
The Securities and Exchange Commission (SEC) announced it had settled charges against Brian Fettner, a Nevada resident, who illegally obtained and later made trades based on sensitive “insider” information he discovered while staying at the residence of a long-time…
The developing market of virtual currencies and online trading continues to present difficulties for the financial investment industry. In late April 2019, the Securities and Exchange Commission (SEC) released an investor alert that advised extreme caution surrounding digital asset…