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Concerns Over Compliance Responsibilities Cause Pause for Broker-Dealers Considering Independence

May 28, 2024

Compliance Concerns for Broker-Dealers Considering Independence | Jacko Law Group, PC

Blog

Steps to Meet Compliance Requirements in Business Communications

May 17, 2024

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BD

Michelle Jacko to Speak at the InvestmentNews goRIA Masterclass

April 26, 2024

A professional woman in a black blazer | Jacko Law Group, PC

BD

Securities Law Considerations Part 2: SEC Registered Funds, Exemptions and Regulatory Considerations

April 24, 2024

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Blog

Regulatory Considerations for SPAC M&As

April 23, 2024

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Blog

A Two-Pronged Approach to Risk Management: Protecting Clients and the Firm

April 12, 2024

A hand halting wooden blocks on a blue background | Jacko Law Group, PC

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