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Our Firm
Services
Mergers & Acquisitions
+
Mergers & Acquisitions Transactions
Succession Planning & Counsel
Corporate & Business Formation
Transition & Breakaway Services
Regulatory Compliance Counsel
+
Regulatory Examinations & Enforcement Counsel
FINRA Broker-Dealer Regulatory Counsel
Investment Adviser Regulatory Counsel (SEC & State)
AML Regulatory Counsel Services
IA Marketing Rule Counsel
Corporate & Securities Litigation
+
Mediation and Arbitration
General Litigation
SEC and FINRA Enforcement
Expert Witness
U4/U5 Expungement
Private Funds & Transactions
+
Private Fund Formation
Private Fund Operations
Private Fund Counsel
Investment Transactions
General Corporate Counsel
+
Outsourced General Counsel
General Corporate Counsel
Contract Review
Family Office Counsel
Insights
Events
Get In Touch
Request A Strategy Call
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Blog
Ways to Leverage Outsourced General Counsel with Your Family Office
May 13, 2022
Blog
Why Intellectual Property is Important and What it Means for Your Business
May 12, 2022
Blog
How Often Should You Meet with Your Corporate Counsel Attorney?
May 5, 2022
Form U5 Expungement Counsel
Form U5: The Importance of Engaging Securities Counsel Prior to Form U5 Submission/Disclosure
April 28, 2022
Blog
3 Ways that General Corporate Counsel Can Help Plan Your Exit Strategy
April 28, 2022
Blog
Mergers and Acquisitions: 3 Tax Best Practices
April 21, 2022
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