The Study of RFPs and Due Diligence Questionnaires & Processes
Michelle L. Jacko presented on The Study of RFPs and Due Diligence Questionnaires & Processes at the Ascendant Conference on March 10, 2010 in Santa Monica, CA.… Read More
Risk Management Workshop for Small Firms
Michelle L. Jacko presented on Risk Management Workshop for Small Firms at the IAA & ACA Compliance Forum on February 25-26, 2010 in Arlington, VA.… Read More
The New Era of Risk Management
Michelle L. Jacko presented on The New Era of Risk Management at the Charles Schwab Conference on February 23, 2010 in San Francisco, CA.… Read More
Dialogue with Area Regulators
Michelle L. Jacko presented on Dialogue with Area Regulators at the National Society of Compliance Professionals’ (NSCP) Regional Meeting on February 22, 2010 in San Francisco, CA.… Read More
Advertising & Marketing Compliance
Michelle L. Jacko presented on Advertising & Marketing Compliance at the FRA Investment Adviser Compliance Conference on February 1, 2010 in New York, NY.… Read More
Adviser Issues in the Institutional and Retirement Marketplace
Michelle L. Jacko presented on Adviser Issues in the Institutional and Retirement Marketplaceat the NRS Twenty-fourth Annual Investment Adviser and Broker-Dealer Compliance Conference on November 3-6, 2009 in Las Vegas, NV.… Read More
Compliance Programs and IA Regulatory Panel
Michelle L. Jacko presented on Compliance Programs and IA Regulatory Panel at the National Society of Compliance Professionals’ (NSCP) National Meeting on October 4-7, 2009 in Philadelphia, PA.… Read More
Staying on the Right Side of the Compliance Line with Performance Advertising and Marketing
Michelle L. Jacko presented on Staying on the Right Side of the Compliance Line with Performance Advertising and Marketing at the IA Compliance Fall Conference on September 21, 2009 in Philadelphia, PA.… Read More
Taking Action in Uncertain Times- Compliance Panel
Michelle L. Jacko presented on Taking Action in Uncertain Times -Compliance Panel at the Professional Association for Investment Communication Resources on September 15, 2009 in New York, NY.… Read More
What to Know about Your Employees and Vendors
Michelle L. Jacko presented on What to Know about Your Employees and Vendors at the Ascendant Compliance Conference on March 18-20, 2009 in New Orleans, LA.… Read More