Considerations for Advisers with Individual Clients
Michelle L. Jacko presented on Considerations for Advisers with Individual Clients for the Investment Adviser Association (IAA) on March 15-16, 2018 in Washington, D.C.… Read More
Michelle L. Jacko presented on Considerations for Advisers with Individual Clients for the Investment Adviser Association (IAA) on March 15-16, 2018 in Washington, D.C.… Read More
David Sobel presented on Handling Aging Client Issues at the Investment Advisor (IA) Compliance Meeting on November 2, 2017 in Los Angeles, CA.… Read More
Michelle L. Jacko presented on Vulnerable Investors at the National Society of Compliance Professionals’ (NSCP) West Coast Regional Conference on April 24, 2017 in Newport Beach, CA.… Read More
Michelle L. Jacko presented on Considerations for Advisers with Aging Clients at the IAA Investment Adviser Compliance Conference on March 2-3, 2017 in Washington, D.C.… Read More
Michelle L. Jacko presented on Aging Clients and the Investment Advisory Practice at the Investment Adviser Association (IAA) Webinar on January, 28, 2016.… Read More
Michelle L. Jacko presented on Deciphering the Latest SEC Document Request List for Ascendant on September 29, 2015.… Read More
Michelle L. Jacko presented on Private Placement Memorandum for the EB5 Webinar on August 12, 2015.… Read More
Michelle L. Jacko presented on SEC Exam Priorities for the Investment Advisor (IA) Watch Webinar on March 24, 2015.… Read More
Michelle L. Jacko presented on Compliance Issues for Advisers with Individual Clients at the Investment Adviser Association (IAA) Compliance Conference on March 4-5, 2015 in Arlington, VA.… Read More
Michelle L. Jacko presented on BD/IA – Dual Registrant Challenges at the National Society of Compliance Professionals’ (NSCP) National Meeting on October 22, 2014 in Washington, D.C.… Read More