How to Prepare for the SEC
Michelle L. Jacko presented on How to Prepare for the SEC at the Core Compliance & Legal Services (Core Compliance) Annual Compliance Symposium on September 9, 2014 in Beverly Hills, CA.… Read More
Trading Practices and Challenges of Investment Advisers
Michelle L. Jacko presented on Trading Practices and Challenges of Investment Advisers for Ascendant on April 1, 2014 in Savannah, GA.… Read More
Trading Practices and Challenges of Investment Advisers; Social Media Strategies
Michelle L. Jacko presented on Trading Practices and Challenges of Investment Advisers; Social Media Strategies at Ascendant on April 1, 2014 in Savannah, GA. … Read More
Hot Topics in SEC Exams & How to Prepare
Michelle L. Jacko presented on Hot Topics in SEC Exams & How to Prepare at the Core Compliance & Legal Services (CCLS) Webinar on March 6, 2014. … Read More
Prepare For and Survive an SEC Examination
Michelle L. Jacko presented on Prepare For and Survive an SEC Examination at the Schwab Knowledge Forum on January 30, 2014 in Los Angeles, CA. … Read More
Understanding Estate Planning Basics & Regulatory Considerations Affecting Advisors
Michelle L. Jacko presented on Understanding Estate Planning Basics & Regulatory Considerations Affecting Advisors at the TD Ameritrade Adviser Operations Workshop on September 12, 2013 in Dallas, TX. … Read More
SEC Examinations and Regulatory Hot Topics
Michelle L. Jacko presented on SEC Examination and Regulatory Hot Topics at the CFA Regional Meeting on June 20, 2013 in San Diego, CA. … Read More
Insider Trading Concerns Should Still Keep You Up at Night
Michelle L. Jacko presented on Insider Trading Concerns Should Still Keep You Up at Night at the Ascendant Compliance Conference on September 19-21, 2012 in Scottsdale, AZ.… Read More
Introduction to Investment Adviser Compliance
Michelle L. Jacko presented on Introduction to Investment Adviser Compliance at the ACA Spring 2012 Compliance Conference on April 25, 2012 in Fort Lauderdale, FL. … Read More
How to Survive a Regulatory Examination
Michelle L. Jacko presented on How to Survive a Regulatory Examination for the Marcum LLP Webinar on April 17, 2012.… Read More