Recent Enforcement Actions Against Advisers
Michelle L. Jacko presented on Recent Enforcement Actions Against Advisers at the Ascendant Compliant Conference on March 5-6, 2012 in San Antonio, TX.… Read More
Michelle L. Jacko presented on Recent Enforcement Actions Against Advisers at the Ascendant Compliant Conference on March 5-6, 2012 in San Antonio, TX.… Read More
Michelle L. Jacko presented on Advertising for IAs at the National Society of Compliance Professionals’ (NSCP) Webinar on January 18, 2012..… Read More
Michelle L. Jacko presented on New Regulatory Examinations & Advertising for Investment Advisers at the National Society of Compliance Professionals’ (NSCP) National Fall Conference on October 17-19, 2011 in Balitmore, MD.… Read More
Michelle L. Jacko presented on Social Media & Advertising at the Investment Advisor (IA) Compliance Fall Conference on September 19, 2011 in Philadelphia, PA.… Read More
Michelle L. Jacko presented on Expanding Your Knowledge of Social Media Networks at the Ascendant Compliance Conference on September 14-16, 2011 in San Diego, CA.… Read More
Michelle L. Jacko presented on Marketing Advisory Services and Protection of Client Records and Information at the Ascendant Compliance Conference on March 31, 2011 in Naples, FL.… Read More
Michelle L. Jacko presented on The Effect of Regulatory Changes for Investment Advisor for Charles Schwab on March 17, 2011 in Beverly Hills, CA and Pasadena, CA.… Read More
Michelle L. Jacko presented on IA Examinations Process at the National Society of Compliance Professionals’ (NSCP) West Coast Regional Membership Meeting on February 28, 2011 in Los Angeles, CA.… Read More
Michelle L. Jacko presented on Use of Social Media and Electronic Communications in Marketing & Advertising at the FRA Marketing & Advertising Compliance Forum on September 16-17, 2010 in New York, NY.… Read More
Michelle L. Jacko presented on Being Compliant with your Social Media Strategy for the Financial Planning Association Webinar on September 1, 2010.… Read More