Annual Securities Law & Dodd-Frank Update
Michelle L. Jacko presented on Annual Securities Law & Dodd-Frank Update at the San Diego County Bar Association on June 14, 2012 in San Diego, CA.… Read More
Michelle L. Jacko presented on Annual Securities Law & Dodd-Frank Update at the San Diego County Bar Association on June 14, 2012 in San Diego, CA.… Read More
Michelle L. Jacko presented on Safeguarding and Protecting Confidential Client Information at the National Society of Compliance Professionals’ (NSCP) West Coast Regional Membership Meeting on January 14, 2008 in San Francisco, CA.… Read More
Michelle L. Jacko presented on Introduction to Investment Adviser Compliance at the ACA Spring 2012 Compliance Conference on April 25, 2012 in Fort Lauderdale, FL. … Read More
Michelle L. Jacko presented on How to Survive a Regulatory Examination for the Marcum LLP Webinar on April 17, 2012.… Read More
Michelle L. Jacko presented on Compliance and Risk in Today’s World at the National Society of Compliance Professionals’ (NSCP) Regional Meeting on March 12-13, 2012 in San Francisco, CA.… Read More
Michelle L. Jacko presented on 2012 Compliance Hot Topics at the TD Ameritrade Institutional Webinar on February 27, 2012. … Read More
Michelle L. Jacko presented on Practical Guidance to Testing and Oversight at the National Society of Compliance Professionals’ (NSCP) Regional Meeting on June 13, 2011 in Toronto, Canada.… Read More
Michelle L. Jacko presented on Marketing Advisory Services and Protection of Client Records and Information at the Ascendant Compliance Conference on March 31, 2011 in Naples, FL.… Read More
Michelle L. Jacko presented on The Effect of Regulatory Changes for Investment Advisor for Charles Schwab on March 17, 2011 in Beverly Hills, CA and Pasadena, CA.… Read More
Michelle L. Jacko presented on Code of Ethics at the ACA’s 2011 Spring Compliance Conference on March 4, 2011 in Orlando, FL.… Read More