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  • Our Firm
  • Services

    • Mergers & Acquisitions+

      • Mergers & Acquisitions Transactions
      • Succession Planning & Counsel
      • Corporate & Business Formation
      • Transition & Breakaway Services

    • Regulatory Compliance 
Counsel+

      • Regulatory Examinations & Enforcement Counsel
      • FINRA Broker-Dealer Regulatory Counsel
      • Investment Adviser Regulatory Counsel (SEC & State)
      • AML Regulatory Counsel Services
      • IA Marketing Rule Counsel

    • Corporate & Securities Litigation+

      • Mediation and Arbitration
      • General Litigation
      • SEC and FINRA Enforcement
      • Expert Witness
      • U4/U5 Expungement

    • Private Funds & Transactions+

      • Private Fund Formation
      • Private Fund Operations
      • Private Fund Counsel
      • Investment Transactions

    • General Corporate Counsel+

      • Outsourced General Counsel
      • General Corporate Counsel
      • Contract Review
      • Family Office Counsel
  • Insights
  • Events
  • Get In Touch
Request A Strategy Call
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