Investment firms and advisers are sometimes faced with challenges that require the help of an experienced and committed Securities Litigation attorney. The attorneys of Jacko Law Group, PC are leaders in Securities law and have a track record of successfully representing our clients in a wide range of disputes.
The firm assists clients with complex financial dispute resolution, ensuring regulatory and litigation matters are handled strategically and efficiently.
Jacko Law Group stands by our clients through the whole process, from pre-litigation counsel to arbitration, litigation or representation in SEC, FINRA or state enforcement proceedings. Our attorneys advocate for your best interests and are aggressive litigators with the knowledge and experience to bring you the best results.
Clients work closely with a seasoned litigation lawyer who understands both regulatory enforcement and high-stakes financial disputes.
We understand that every case is unique, and we approach each matter comprehensively to develop a tailored strategy to meet the objectives of each client. From disputes in sales practices, breaches of fiduciary duties, or mergers and acquisitions, to U5 Expungements and regulatory enforcement actions, our Corporate and Securities litigation team is ready to help you through it all.
Our Mission Statement
To build a highly specialized boutique litigation practice providing strategic advocacy and cost-effective representation to clients in high-stakes financial industry, commercial and business disputes.
Vision Statement
Become a recognized leader in complex litigation locally and nationally by combining deep legal expertise with client-centric service and innovative legal strategies for businesses, Registered Investment Advisers, Broker-Dealers, Private-Funds, and other financial industry professionals.
We advocate for our clients against regulatory agencies such as the Securities Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) in matters of investigations, or enforcement actions taken against them, and more.
Our attorneys have the depth of insight that comes from representing a wide range of clients from both a plaintiff and defendant perspective. In addition to public and private companies, our clients frequently include:
The firm also understands the broader business considerations affecting financial professionals, including compliance challenges tied to financial advisor marketing activities.
Our Corporate and Securities litigation attorneys handle a wide variety of complex legal matters for clients across the United States. With significant experience in handling and trying complex disputes, we also manage internal investigations and regulatory proceedings.
Our key litigation services include:
At Jacko Law Group, our mission is to PROTECT and GROW your business by providing effective strategies to address disputes and enforcement actions. We are committed to advocating for our clients’ best interests throughout the litigation process.
If you are facing an investigation or enforcement action by the SEC, FINRA, or state regulators, or if you are involved in a financial dispute, our experienced and dedicated securities litigation attorneys are ready to help.
Jacko Law Group is one of the nation’s leading Business and Securities law firms. Founded and run by leading Regulatory and Compliance attorney Michelle L. Jacko, Esq., the firm has almost two decades of experience helping businesses with their legal needs, from complex disputes and compliance counsel to effective securities litigation.
Businesses may become involved in disputes involving breach of fiduciary duty, partnership and ownership disagreements, contract disputes, employment matters including but not limited to confidentiality and trade secret disputes, restrictive covenants, investor claims, customer complaints, post-acquisition disputes, and allegations involving corporate governance or securities laws.
Disputes among owners can involve governance rights, buy-sell agreements, succession planning, valuation disagreements, compensation, client ownership, fiduciary duties, and allegations of minority shareholder or member oppression. Early legal intervention can often preserve business continuity while protecting stakeholder interests.
M&A transactions may result in disputes over purchase price adjustments, representations and warranties, indemnification obligations, earn-out provisions, client transition issues, regulatory disclosures, and post-closing obligations. Thorough due diligence and carefully negotiated agreements can help minimize these risks.
Legal counsel should be engaged as soon as a significant dispute arises such as breach of contract, duty or customer complaints, disputes with former employees, competing firms related to client or trade secrets or litigation is reasonably anticipated. Early involvement allows counsel to assess legal exposure, preserve evidence, evaluate strategic options, and pursue opportunities for early resolution before disputes escalate.
Yes. Many disputes are resolved through negotiation, mediation, arbitration, or other alternative dispute resolution methods. The most effective strategy depends on the governing agreements, the complexity of the dispute, and the client’s business objectives.
Firms should preserve relevant documents and electronic communications, implement a legal hold, identify key witnesses, avoid unnecessary internal discussions that could complicate the matter, and consult counsel before responding to opposing parties or making business decisions that may affect the dispute.
Litigation counsel can assess legal claims, develop case strategy, manage complex commercial disputes, negotiate settlements, represent clients in litigation or arbitration, and work to protect the firm’s operations, reputation, and long-term business interests.
