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OCIE Risk Alert: Guidance for Compliance, Supervisory and Disclosure Procedures

September 17, 2019

<strong>OCIE Risk Alert Guidance for Compliance, Supervisory and Disclosure Procedures</strong>

FINRA Broker-Dealer Regulatory Counsel

Mid-Year Enforcement Action Matters of 2019

August 28, 2019

Mid-Year Enforcement Action Matters of 2019

Media Mentions

Meet Michelle Jacko of Jacko Law Group, PC in Downtown

August 26, 2019

Meet Michelle Jacko of Jacko Law Group, PC in Downtown

Events

Charles Schwab – IMPACT 2019

August 22, 2019

Charles Schwab - IMPACT 2019

Events

Supporting Women in Compliance

August 22, 2019

Supporting Women in Compliance

Investment Adviser Regulatory Counsel (SEC & State)

SEC Examinations | Michelle Jacko

August 21, 2019

A woman with curly blonde hair is wearing a black blazer | Jacko Law Group, PC

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