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Dharmi is an excellent securities lawyer who understands the law as it pertains to these cases. She is extremely proactive and represents her clients well. I highly recommend Jacko and Dharmi.
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Danielle Martin
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I’ve had the privilege of working closely with this firm in my role as Chief Compliance Officer and I can confidently say they are an exceptional compliance partner. Their depth of experience is immediately evidentand they bring a level of practical knowledge. What I truly enjoy is their ability to translate complex regulatory requirements into plain English, often using real, everyday examples that make implementation far more manageable. They are also incredibly responsive and reliable. In a field where timing matters, their prompt communication and thoughtful guidance have been invaluable. If you’re looking for a compliance attorney who combines expertise, clarity, and professionalism, I highly recommend them.
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Curt Rocca
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Michelle and the team at Jacko Law Group have helped guide through a variety of critical circumstances as we ventured through the uncharted and unfamiliar territory of becoming and successfully operating as an RIA. I have particularly appreciated Michelle's personal involvement and genuine caring about us and our organization. She has been responsive and her counsel has been consistently on-point and helpful. She artfully guided us through our initial filing process and first SEC exam process - which went very well. Very grateful to Michelle and her team.
Posted on Google
Nicholas Di Paolo
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Michelle and her team were excellent to work with, front to back. They helped me to understand the challenges ahead and were always proactive in their consultation through every step of my transition. JLG truly know the wealth management industry very well and did a great job of understanding the challenges unique to my business. Without them, I can confidently say I would not have felt as comfortable through the transition as I did. Fortunately, that's not something that stops there - Michelle and her team have kept in touch to ensure that I'm on top of certain administrative issues, trends, and simply showing me that they care about my business and success. I look forward to continuing to work with them for many years to come.
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Margery Neis
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Dharmi Mehta was extremely helpful when my business partner and I transitioned to a new RIA firm. She and her staff were all very professional. Her guidance during our transition was invaluable. I highly recommend Dharmi and Jacko Law Group.
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Joseph Burwell
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Dharmi and Amandeep were a delight to work with. They assisted me with a claim and stuck with me the entire way through. Dharmi's advice was invaluable, and I was most impressed by her clear and professional communication. From beginning-to-end, both Dharmi and Amandeep kept me well informed. Their entire team are proud of their work and rightfully so. Thank you!
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Faruk Jaffer
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My mentor once told me that a good attorney is worth their weight in gold — and that couldn't be more true of Michelle and Amanda. Their expertise, professionalism, and responsiveness were top notch every step of the way. It's rare to find legal partners who are not only sharp and thorough, but also genuinely invested in your success. I’m grateful for their guidance and highly recommend them to anyone seeking trusted legal counsel.
Posted on Google
everistus etafo
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It is my great Privilege to share my Review of what Atty Dharmi Mehta of Jacko Law Group did for me and by extension for my family. From the first time complimentary conversation we had having spoken to several other Lawyers ,l knew she was the right person for the Job .Because of her background as a former RR ,she was professional,kind, Empathetic,listened and was focused on fighting for me. From a potential of been terminated with cause ,l was able to walk away with a clean U5 with a validation that l did nothing wrong except what was in the best Interest of my clients. I hope nobody ever has to go through what l have Experienced, but if you do ,you want Dharmi Mehta beside you .Rest assured your service Deserve 10 stars but this forum only allows 5. Me and my family are forever grateful and will make sure that any RR who needs an advocate will know about you . Everistus Etafo
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Karen Althaus
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I have worked with Jacko Law Group for 2 different business situations that necessitated an attorney. In both cases, the team was very thorough & competent. Their attention to our situation and the extra effort they put into our case(s) was very much appreciated. I would highly recommend Jacko Law Group!
As we enter 2024, we explore some of the predictions for this year.
Inflation, high interest rates and geopolitical instability have influenced market momentum, which has in turn encouraged a highly intentional, risk-averse approach to business growth.
Businesses remain dedicated to aggressive development especially in the wake of the AI boom that is said to ramp up even more this year. However, in the effort to mitigate as much risk as possible, Mergers and Acquisitions will take center stage in 2024.
Encompassing this lean and laser-sharp approach to expansion, businesses with the following characteristics are poised to be the most sought after for companies looking to expand.
Mid-market
Since 2020, there has been a drop in deals over $1 billion and this trend is predicted to continue in 2024. Companies are seeking to add smaller, mid-market acquisitions that offer less financing risk, and smoother transactional processes.
Focus on sustainable energy (ESG)
Companies who have integrated an authentic shift towards clean energy have an advantage as focus continues to grow on global clean energy practices, especially considering the tax benefits available for those pushing for the transition to clean energy.
Private Equity Firms
Over the last three years, Private Equity firms have been a catalyst in M&A transactions and this trend is predicted to continue next year.
The very nature of private equities lends itself perfectly to the growing preference for creative partnering and funding as investors strive to minimize and share risk. Private equity provides significant amounts of funding towards M&A transactions, and in fact, were a leading force in almost 60% of tech-related mergers in 2023.
With access to diverse portfolios, private equity firms can be instrumental in identifying opportunities for successful M&As. In addition, private equity firms provide expertise in strategizing for optimal market placement that enhances profitability, using financial expertise to efficiently assign resources for optimal growth.
Notable Regulatory Focus on Private and Large Investment Opportunities
As the number of private equity investment opportunities continue to grow, so has scrutiny by regulatory bodies. In 2023, the industry saw new rules and regulations targeting private funds. Many practitioners in the sector have said that the number of regulations now governing this space is in direct contrast to the very core of the industry.
Many regulations targeting private funds were introduced in 2023, including mandatory issuance of quarterly financial statements, more reporting requirements on illiquid funds, mandatory annual audits, restrictions on the use of ‘Side letters’, and more.
In relation to mergers and acquisitions, firms who complete a merger above $20 million dollars must inform the government of the deal. Notably, there also are new proposals expected to become effective in the near-term that will require firms to include additional information on the deal such as:
Relationship between parties
How the transaction will affect other key players
Information on prior acquisitions
Main investors and creditors
If seeking an M&A opportunity, it is important to keep these trends in mind. If you elect to explore private equity as an option, we encourage you to conduct careful due diligence about the firm’s experience, track record and reputation. It is also important in these deals to retain legal counsel experienced in M&A transactions, as well as regulatory compliance matters, particularly if you are in the financial industry space.
The legal team at Jacko Law Group provides M&A and regulatory compliance and corporate counsel for businesses in the finance sector and beyond. If you would like to speak to a member of our team, please call 619.298.2880 or contact us at [email protected].
Jacko Law Group provides tailored legal services and effective strategies for success, delivering exemplary solutions to complex legal and regulatory challenges to ensure that both business efforts and compliance obligations are satisfied.
