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    Investment Adviser Regulatory Counsel (SEC & State)

    June 22, 2022

    Understanding Elements The SEC Is Trying To Identify During An Examination

    About the author

    Michelle L. Jacko, Esq<br>

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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