At JLG, we offer a full range of proactive services designed to provide you with comprehensive and comprehensible client disclosure documents based on information relayed to you, so that your clients can make informed decisions.
Our firm and professional staff draft and review client disclosure documents in conformance with various legislative acts, including the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, Investment Company Act of 1940 and FINRA regulations, as applicable.
We create, as well as evaluate existing client disclosure documents, and provide recommendations on how to enhance current disclosures to comply with regulatory requirements. Client disclosure documents JLG will draft, evaluate and revise include:
