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June 29, 2026

What to Expect During an SEC Formal Investigation

Managing Partner Michelle L. Jacko discusses the SEC’s enforcement process in the June 2026 issue of the NSCP Currents Newsletter titled, “What to Expect During an SEC Formal Investigation.” In the article, she explores the role of the SEC’s Division of Enforcement and their investigation process in accessing potential violations, taking into consideration the 2026 updates to the SEC Enforcement Manual.

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About the author

Michelle L. Jacko, Esq.

Managing Partner and CEO

Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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