Blog

SEC Focuses on Suspicious Hedge Fund Performance to Identify Potential Fraud

December 15, 2011

Industry Publications

Private Fund Regulation: SEC Examination and Enforcement Hot Topics

December 5, 2011

Blog

Tips from the Regulators: How to Conduct Robust Branch Office Inspections

December 2, 2011

Blog

Large Traders Must Identify Themselves December 1st

December 2, 2011

Industry Publications

Practical Tips for an Investment Adviser Code of Ethics

November 30, 2011

Filings & Registrations

SEC Adopts Form PF To Help Monitor Systemic Risk

November 29, 2011