Broker-Dealers

    July 29, 2019

    BD/IA – Dual Registrant Challenges

    Michelle L. Jacko presented on "BD/IA - Dual Registrant Challenges" at the National Society of Compliance Professionals' (NSCP) National Meeting on October 22, 2014 in Washington, D.C. 

    About the author

    Michelle L. Jacko, Esq<br data-lazy-src=

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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