• Home
    • Insights
    • Be in the Know: SEC Examination Priorities and Compliance Expectations for 2021

    Events

    January 11, 2021

    Be in the Know: SEC Examination Priorities and Compliance Expectations for 2021

    Managing Partner and CEO Michelle L. Jacko will be presenting on "Be in the Know: SEC Examination Priorities and Compliance Expectations for 2021" for a Schwab Compliance Webinar on February 25th, 2021.   

    About the author

    Michelle L. Jacko, Esq<br>

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

    Related Insights

    Events

    Schwab Compliance Update Spring 2025

    February 14, 2025

    Schwab Compliance Update Spring 2025

    Blog

    Key Compliance Considerations for Third-Party Vendor Oversight

    December 18, 2024

    Annual Reviews & Risk Assessments

    Potential Impact of the CTA Enforcement Ban in Texas Top Cop Shop v. Garland et al.

    December 13, 2024
    view all