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July 29, 2019

Compliance Issues for Advisers with Individual Clients

Michelle L. Jacko presented on "Compliance Issues for Advisers with Individual Clients" at the Investment Adviser Association (IAA) Compliance Conference on March 4-5, 2015 in Arlington, VA. 

About the author

Michelle L. Jacko, Esq

Managing Partner and CEO

Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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