Michelle Jacko will join two other esteemed professionals at the National Society of Compliance Professionals (NSCP) to discuss best practices in how to evaluate risk of enforcement action when compliance violations have been detected.
The panel will focus on key steps to take once a violation or weakness has been identified, or was identified during a regulatory examination.
The panel will be held on Monday, October 27th, at 2:45PM
For more information and to register, please click here.
Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...
