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    Annual Reviews & Risk Assessments

    February 16, 2018

    Why Investment Advisers Should Perform Risk Assessments at Least Annually

    Michelle Jacko and Tina Mitchell discuss the importance of risk assessment in the article, “Why Investment Advisers Should Perform Risk Assessments at Least Annually” published in the January 2018 issue of IAA’s Newsletter. In the article, Michelle and Tina discuss how performing a detailed risk assessment, can help identify risks that cause client harm or reputational and financial damage to your firm

     

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    About the author

    Michelle L. Jacko, Esq<br>

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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