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    Annual Reviews & Risk Assessments

    January 6, 2022

    Your Road Map to Leveraging 2021’s SEC Risk Alerts to Prepare for 2022

    Managing Partner Michelle L. Jacko's article, "Your Road Map to Leveraging 2021’s SEC Risk Alerts to Prepare for 2022," was published in the National Society of Compliance Professionals' (NSCP) January 2022 issue of their monthly newsletter, Currents.   It explores three prominent Risk Alerts of 2021 relating to advisory fees, wrap fee programs, and the robust growth of Environmental, Social, and Corporate Governance (ESG) investing.

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    About the author

    Michelle L. Jacko, Esq<br data-lazy-src=

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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