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Alan Markfeld
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Dharmi is an excellent securities lawyer who understands the law as it pertains to these cases. She is extremely proactive and represents her clients well. I highly recommend Jacko and Dharmi.
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Danielle Martin profile picture
Danielle Martin
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I’ve had the privilege of working closely with this firm in my role as Chief Compliance Officer and I can confidently say they are an exceptional compliance partner. Their depth of experience is immediately evidentand they bring a level of practical knowledge. What I truly enjoy is their ability to translate complex regulatory requirements into plain English, often using real, everyday examples that make implementation far more manageable. They are also incredibly responsive and reliable. In a field where timing matters, their prompt communication and thoughtful guidance have been invaluable. If you’re looking for a compliance attorney who combines expertise, clarity, and professionalism, I highly recommend them.
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Curt Rocca
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Michelle and the team at Jacko Law Group have helped guide through a variety of critical circumstances as we ventured through the uncharted and unfamiliar territory of becoming and successfully operating as an RIA. I have particularly appreciated Michelle's personal involvement and genuine caring about us and our organization. She has been responsive and her counsel has been consistently on-point and helpful. She artfully guided us through our initial filing process and first SEC exam process - which went very well. Very grateful to Michelle and her team.
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Nicholas Di Paolo
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Michelle and her team were excellent to work with, front to back. They helped me to understand the challenges ahead and were always proactive in their consultation through every step of my transition. JLG truly know the wealth management industry very well and did a great job of understanding the challenges unique to my business. Without them, I can confidently say I would not have felt as comfortable through the transition as I did. Fortunately, that's not something that stops there - Michelle and her team have kept in touch to ensure that I'm on top of certain administrative issues, trends, and simply showing me that they care about my business and success. I look forward to continuing to work with them for many years to come.
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Margery Neis
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Dharmi Mehta was extremely helpful when my business partner and I transitioned to a new RIA firm. She and her staff were all very professional. Her guidance during our transition was invaluable. I highly recommend Dharmi and Jacko Law Group.
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Joseph Burwell profile picture
Joseph Burwell
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Dharmi and Amandeep were a delight to work with. They assisted me with a claim and stuck with me the entire way through. Dharmi's advice was invaluable, and I was most impressed by her clear and professional communication. From beginning-to-end, both Dharmi and Amandeep kept me well informed. Their entire team are proud of their work and rightfully so. Thank you!
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Faruk Jaffer
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My mentor once told me that a good attorney is worth their weight in gold — and that couldn't be more true of Michelle and Amanda. Their expertise, professionalism, and responsiveness were top notch every step of the way. It's rare to find legal partners who are not only sharp and thorough, but also genuinely invested in your success. I’m grateful for their guidance and highly recommend them to anyone seeking trusted legal counsel.
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everistus etafo
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It is my great Privilege to share my Review of what Atty Dharmi Mehta of Jacko Law Group did for me and by extension for my family. From the first time complimentary conversation we had having spoken to several other Lawyers ,l knew she was the right person for the Job .Because of her background as a former RR ,she was professional,kind, Empathetic,listened and was focused on fighting for me. From a potential of been terminated with cause ,l was able to walk away with a clean U5 with a validation that l did nothing wrong except what was in the best Interest of my clients. I hope nobody ever has to go through what l have Experienced, but if you do ,you want Dharmi Mehta beside you .Rest assured your service Deserve 10 stars but this forum only allows 5. Me and my family are forever grateful and will make sure that any RR who needs an advocate will know about you . Everistus Etafo
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Karen Althaus
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I have worked with Jacko Law Group for 2 different business situations that necessitated an attorney. In both cases, the team was very thorough & competent. Their attention to our situation and the extra effort they put into our case(s) was very much appreciated. I would highly recommend Jacko Law Group!
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Jacko Law Group, PC, Adds Of Counsel Anya Griffith to Securities and Corporate M&A Law Firm

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San Diego-based securities and corporate M&A firm brings in seasoned attorney, with a strength in the corporate securities arena, specifically within the intricacies and nuances of the Investment Company Act of 1940 and the Investment Advisers Act of 1940.

Jacko Law Group, PC ("JLG"), a San Diego-based law firm that provides securities and corporate counsel to the financial industry, announced today that it has added seasoned regulatory and corporate securities lawyer Anya Griffith as Of Counsel with practice areas as Investment Adviser, Investment Company and Private Fund counsel, commercial contracts, and corporate transactions, mergers and acquisitions.

“For more than 20 years, Anya has been a driving strategic legal force for her clients in the financial services industry, providing advice to the investment adviser, broker-dealer and transfer agent subsidiaries on various corporate, securities and compliance issues,” said Michelle L. Jacko, Founder and Managing Partner of Jacko Law Group, PC. “Anya’s diverse background in complex legal corporate securities matters makes her a valuable asset for Jacko Law Group and its clients,” Jacko added.

Ms. Griffith began her legal career in the international section of the Office of Chief Counsel at the US Securities and Exchange Commission in Washington, DC, where she worked on the intricacies and nuances of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Her counsel is based on her ability to assist clients with their regulatory matters and concerns, including audits of an investment company and adviser operations; investment company registration issues; commercial contracts, such as non-disclosure agreements, stock purchase agreements; proxy consulting, and more. Her extensive experience enables her to strategically advocate for her clients and position them to achieve their business objectives.

“I am truly excited to join the team at Jacko Law Group, PC, and I look forward to helping the firm expand its national presence and service offerings,” said Griffith, who joins JLG as an Of Counsel. “As a strategic, client-focused firm, the professional team at JLG are made up of nimble, creative, ‘outside the box’ thinkers who continuously advocate for their clients’ goals, objectives, and overall growth and success.”

Ms. Griffith received her J.D. from the University of California, Hastings College of the Law and her M.B.A from Thunderbird School of Global Management. She also serves as a FINRA Arbitrator.

“I am a firm believer in what Michelle has built over the years and her commitment to serving her clients’ best interests. It is her passion, direction, and commitment that made this partnership to align and serve the corporate and securities industries the next step in my legal career.”

Ms. Griffith is active in the Women’s Bar Foundation and has been a Volunteer Attorney in the Elder Law Project for the last four years.

About Jacko Law Group

Jacko Law Group, PC is a full-service dedicated team of professionals with extensive expertise in the securities, corporate and financial industries. Jacko Law Group, PC serves registered investment advisers, broker-dealers, private equity firms, hedge funds, investment companies, financial advisors and corporate organizations of all sizes across America with headquarters in San Diego and additional offices in other major markets, including Los Angeles and San Francisco. Jacko Law Group, PC offers tailored, comprehensive legal services to registered investment advisers, broker-dealers, private equity and hedge funds, financial professionals and organizations of all sizes. From SEC regulatory exams and investment adviser counsel to private equity concerns and general corporate counsel, our team is well-equipped to provide the sophisticated legal insight and advocacy our clients require. Jacko Law Group, PC and its Managing Partner & Founder, Michelle Jacko are proud members of the National Association of Women Lawyers® (NAWL). Jacko Law Group, PC is a team of like-minded legal professionals, trusted partners and thought leaders who bring deep industry knowledge and experience to the table. For more information, please visit http://www.jackolg.com.

About the author

Jacko Law Group provides tailored legal services and effective strategies for success, delivering exemplary solutions to complex legal and regulatory challenges to ensure that both business efforts and compliance obligations are satisfied.

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