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    Breakaway & Transition

    December 27, 2022

    Legal and Regulatory Considerations for Going Independent by Michelle Jacko – Industry White Paper

    Managing Partner Michelle L. Jacko‘s article, “Legal and Regulatory Considerations for Going Independent,” has been published as an industry white paper in conjunction with Charles Schwab & Co., Inc.

    The article outlines in 12 steps key factors for RIA’s who are considering going independent. “Advisors face legal and regulatory considerations when they decide to go independent. This report helps guide advisors through the labyrinth of issues involved in this decision.”

    Click Here to Read the Article

     

    About the author

    Michelle L. Jacko, Esq<br>

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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