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    Investment Adviser Regulatory Counsel (SEC & State)

    July 6, 2022

    11 Common Themes We See In Recent SEC Examinations

    About the author

    Michelle L. Jacko, Esq<br data-lazy-src=

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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