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    Annual Reviews & Risk Assessments

    February 25, 2022

    2022 Investment Adviser Compliance Conference – Annual Reviews

    On March 3, 2022 Managing Partner Michelle Jacko will be speaking on “Back to Basics Track: Annual Reviews,” for the 2022 Investment Adviser Compliance Conference. During this session, Michelle an her co-panelists will discuss, “How the process of assessing the adequacy of policies and procedures and the effectiveness of their implementation has evolved since the Compliance Program Rule was first introduced.”

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    About the author

    Michelle L. Jacko, Esq<br data-lazy-src=

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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