Home
Insights

Insights

Strategies for Negotiating Customer-Complaint Settlements for RIAs and Broker-Dealers

Legal Risk Management Tips

April 28, 2025

Strategies for Negotiating Customer-Complaint Settlements for RIAs and Broker-Dealers

Clear

FINRA Broker-Dealer Regulatory Counsel

Tick Tock: Don’t Let the Clock Run Out on Your FINRA Expungement Request

September 24, 2025

Tick Tock Don't Let the Clock Run Out on Your FINRA Expungement Request

Events

Michelle Jacko at Schwab IMPACT®2025

September 19, 2025

Michelle Jacko at Schwab IMPACT®2025

Michelle Jacko Recognized as one of San Diego’s 2026 Best Lawyers® in Corporate Law.

September 15, 2025

Michelle Jacko Recognized as one of San Diego's 2026 Best Lawyers® in Corporate Law.

Blog

Effective Date for IA AML Rule Delayed

September 15, 2025

Effective Date for IA AML Rule Delayed

Events

Michelle Jacko to Speak at the 2025 NSCP National Conference

September 10, 2025

Michelle Jacko to Speak at the 2025 NSCP National Conference

Michelle Jacko To Speak at the 2025 Raymond James EMPOWER Conference

September 10, 2025

Michelle Jacko To Speak at the 2025 Raymond James EMPOWER Conference

1
2
3
4
5
…
160