Legal Risk Management Tips

Strategies for Negotiating Customer-Complaint Settlements for RIAs and Broker-Dealers

November 25, 2025

Blog

SEC’s 2026 Exam Priorities: What RIAs Need to Know (and What’s New This Year)

November 19, 2025

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Regulatory & Legal Considerations for Acquisitions

November 6, 2025

Events

JLG Named One of San Diego’s Best Law Firms for Corporate Law

November 6, 2025

Cryptocurrency & Digital Asset Counsel

Integrating Digital Assets in Private Funds: Compliance, Valuation & Custody Considerations for RIAs (2025 Update)

October 31, 2025

Blog

Important Fall Reminders to Review Your Form U4s, 2Bs, and Complete CEs

October 28, 2025