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    May 1, 2006

    Annual Compliance and Supervision Certification: Lessons Learned by Broker-Dealers

    Michelle L. Jacko's article, "Annual Compliance and Supervision Certification: Lessons Learned by Broker-Dealers," was published in the National Society of Compliance Professionals' (NSCP) Hotline Memo in May, 2006.  

    Click to Read the Article.

    About the author

    Michelle L. Jacko, Esq<br>

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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