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March 8, 2022

Charles Schwab Virtual Educational Event – SEC Hot Topics

On March 31, 2022 Managing Partner Michelle Jacko will be presenting on SEC Hot Topics for a Charles Schwab virtual educational event. During this exclusive educational event, Michelle will discuss 2022 SEC Examination Hot Topics, including the new marketing rule, and thoughts on compliance expectations for the year ahead.

About the author

Michelle L. Jacko, Esq

Managing Partner and CEO

Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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