• Home
    • Insights
    • Red Flags: How to Prepare Your Team For An SEC Visit

    Investment Adviser Regulatory Counsel (SEC & State)

    July 20, 2022

    Red Flags: How to Prepare Your Team For An SEC Visit

    About the author

    Michelle L. Jacko, Esq<br>

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

    Related Insights

    Events

    Schwab Compliance Update Spring 2025

    February 14, 2025

    Schwab Compliance Update Spring 2025

    Blog

    Introduction to Security Token Offerings: What You Need to Know

    January 31, 2025

    Text overlay on a blue tech-themed background | Jacko Law Group, PC

    Blog

    Red Flags: How to Prepare Your Team for an SEC Visit

    January 16, 2025

    How to Prepare Your Team for an SEC Visit
    view all