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    Investment Adviser Regulatory Counsel (SEC & State)

    July 20, 2022

    How to Identify and Address SEC Exam Red Flags Early

    About the author

    Michelle L. Jacko, Esq.<br>

    Michelle L. Jacko, Esq.
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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