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    Investment Adviser Regulatory Counsel (SEC & State)

    June 15, 2022

    What Firms Should Expect After an SEC Examination Concludes

    About the author

    Michelle L. Jacko, Esq.<br>

    Michelle L. Jacko, Esq.
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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