Industry Publications

January 6, 2019

Common Compliance Violations Seen in 2018

Michelle L. Jacko's article, "Common Compliance Violations Seen in 2018," was published in Wolters Kluwer: Practical Compliance & Risk Management For the Securities Industry in the January/February 2019 issue.

Click Here to Read the Article.

About the author

Michelle L. Jacko, Esq

Managing Partner and CEO

Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

Related Insights