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    July 4, 2015

    Editorial Advisors Corner: Risk Management Update April 2015 – Regulatory Pitfalls Regarding Fee Based Accounts by M. Jacko and T. Mitchell

    Michelle L. Jacko and Tina Mitchell wrote the article titled "Editorial Advisors Corner: Risk Management Update April 2015 – Regulatory Pitfalls Regarding Fee Based Accounts" which was published in Wolters Kluwer: Practical Compliance & Risk Management For the Securities Industry in the July/August 2015 issue.
     

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    About the author

    Michelle L. Jacko, Esq<br>

    Michelle L. Jacko, Esq
    Managing Partner and CEO

    Michelle L. Jacko, Esq. is the Managing Partner and CEO of Jacko Law Group, PC (“JLG”), which offers securities, corporate, real estate, and employment law counsel to broker-dealers, investment advise...

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